This is a PEP @dustin and I have been working on for a while now and we think it’s ready (enough) to discuss publicly.
Basically what we are trying to do is abstract out like PEP 517 an interface for installing dependencies. This comes up in cloud deployment scenarios where people ask cloud providers to support requirements.txt
, then pipenv, then Poetry, then … you get the idea. Having a unified API for people use whatever tool they want does away with having to wait for your cloud provider to add support or having to always export out to a requirements.txt
file (which we all know isn’t standardized).
This also comes up in editors where you want to help people get set up with a new environment but you don’t know how/what they want to install. You can do the same guessing game as a cloud provider, but that’s just as tiring/error-prone in an editor scenario. This is also potentially more user-friendly because if someone follows a tutorial for Poetry but an editor doesn’t support it yet ( VS Code is guilty of this specific case ATM), then you’re just out of luck. But if Poetry’s instructions/tooling included this API then the user wouldn’t even need to know/care about how to get things to work with the editor.
This could even apply to tools like tox where you only have to say what sort of dependency group you care about (or rely on the default one that tox will use). That way your dependencies are only managed in one place, and how to run the installation process is managed in one place.
This also helps abstract out lock files and potentially does away with having to standardize them. Poetry can do it their way, Pipenv can go another way, pip-tools as well. In the end it’s up to the tool to decide how they want to manage dependencies and decide how/what to install.
Rendered version at PEP 650 -- Specifying Installer Requirements for Python Projects | Python.org.
PEP: 650
Title: Specifying Installer Requirements for Python Projects
Author: Vikram Jayanthi vikramjayanthi@google.com,
Dustin Ingram di@python.org,
Brett Cannon brett@python.org
Discussions-To: PEP 650: Specifying Installer Requirements for Python Projects
Status: Draft
Type: Process
Content-Type: text/x-rst
Created: 16-Jul-2020
Post-History: 2021-01-14
Abstract
Python package installers are not completely interoperable with each
other. While pip is the most widely used installer and a de-facto
standard, other installers such as Poetry_ or Pipenv_ are popular as
well due to offering unique features which are optimal for certain
workflows and not directly in line with how pip operates.
While the abundance of installer options is good for end-users with
specific needs, the lack of interoperability between them makes it
hard to support all potential installers. Specifically, the lack of a
standard requirements file for declaring dependencies means that each
tool must be explicitly used in order to install dependencies
specified with their respective format. Otherwise tools must emit a
requirements file which leads to potential information loss for the
installer as well as an added export step as part of a developer’s
workflow.
By providing a standardized API that can be used to invoke a
compatible installer, we can solve this problem without needing to
resolve individual concerns, unique requirements, and
incompatibilities between different installers and their lock files.
Installers that implement the specification can be invoked in a
uniform way, allowing users to use their installer of choice as if
they were invoking it directly.
Terminology
Installer interface
The interface by which an installer backend and a
universal installer interact.
Universal installer
An installer that can invoke an installer backend by calling the
optional invocation methods of the installer interface. This can
also be thought of as the installer frontend, ala the build_
project for :pep:517
.
Installer backend
An installer that implements the installer interface, allowing
it to be invoked by a universal installer. An
installer backend may also be a universal installer as well,
but it is not required. In comparison to :pep:517
, this would
be Flit_. Installer backends may be wrapper packages around
a backing installer, e.g. Poetry could choose to not support this
API, but a package could act as a wrapper to invoke Poetry as
appropriate to use Poetry to perform an installation.
Dependency group
A set of dependencies that are related and required to be
installed simultaneously for some purpose. For example, a
“test” dependency group could include the dependencies required to
run the test suite. How dependency groups are specified is up to
the installer backend.
Motivation
This specification allows anyone to invoke and interact with
installer backends that implement the specified interface, allowing
for a universally supported layer on top of existing tool-specific
installation processes.
This in turn would enable the use of all installers that implement the
specified interface to be used in environments that support a single
universal installer, as long as that installer implements this
specification as well.
Below, we identify various use-cases applicable to stakeholders in the
Python community and anyone who interacts with Python package
installers. For developers or companies, this PEP would allow for
increased functionality and flexibility with Python package
installers.
Providers
Providers are the parties (organization, person, community, etc.) that
supply a service or software tool which interacts with Python
packaging and consequently Python package installers. Two different
types of providers are considered:
Platform/Infrastructure Providers
^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
Platform providers (cloud environments, application hosting, etc.) and
infrastructure service providers need to support package installers
for their users to install Python dependencies. Most only support pip,
however there is user demand for other Python installers. Most
providers do not want to maintain support for more than one installer
because of the complexity it adds to their software or service and the
resources it takes to do so.
Via this specification, we can enable a provider-supported
universal installer to invoke the user-desired installer backend
without the provider’s platform needing to have specific knowledge of
said backend. What this means is if Poetry implemented the installer
backend API proposed by this PEP (or some other package wrapped Poetry
to provide the API), then platform providers would support Poetry
implicitly.
IDE Providers
^^^^^^^^^^^^^
Integrated development environments may interact with Python package
installation and management. Most only support pip as a Python package
installer, and users are required to find work arounds to install
their dependencies using other package installers. Similar to the
situation with PaaS & IaaS providers, IDE providers do not want to
maintain support for N different Python installers. Instead,
implementers of the installer interface (installer backends) could
be invoked by the IDE by it acting as a universal installer.
Developers
Developers are teams, people, or communities that code and use Python
package installers and Python packages. Three different types of
developers are considered:
Developers using PaaS & IaaS providers
^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
Most PaaS and IaaS providers only support one Python package
installer: pip_. (Some exceptions include Heroku’s Python buildpack_,
which supports pip and Pipenv_). This dictates the installers that
developers can use while working with these providers, which might not
be optimal for their application or workflow.
Installers adopting this PEP to become installer backends would allow
users to use third party platforms/infrastructure without having to
worry about which Python package installer they are required to use as
long as the provider uses a universal installer.
Developers using IDEs
^^^^^^^^^^^^^^^^^^^^^
Most IDEs only support pip or a few Python package installers.
Consequently, developers must use workarounds or hacky methods to
install their dependencies if they use an unsupported package
installer.
If the IDE uses/provides a universal installer it would allow for
any installer backend that the developer wanted to be used to
install dependencies, freeing them of any extra work to install their
dependencies in order to integrate into the IDE’s workflow more
closely.
Developers working with other developers
^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
Developers want to be able to use the installer of their choice while
working with other developers, but currently have to synchronize their
installer choice for compatibility of dependency installation. If all
preferred installers instead implemented the specified interface, it
would allow for cross use of installers, allowing developers to choose
an installer regardless of their collaborator’s preference.
Upgraders & Package Infrastructure Providers
Package upgraders and package infrastructure in CI/CD such as
Dependabot_, PyUP_, etc. currently support a few installers. They work
by parsing and editing the installer-specific dependency files
directly (such as requirements.txt
or poetry.lock
) with
relevant package information such as upgrades, downgrades, or new
hashes. Similar to Platform and IDE providers, most of these providers
do not want to support N different Python package installers as that
would require supporting N different file types.
Currently, these services/bots have to implement support for each
package installer individually. Inevitably, the most popular
installers are supported first, and less popular tools are often never
supported. By implementing this specification, these services/bots can
support any (compliant) installer, allowing users to select the tool
of their choice. This will allow for more innovation in the space, as
platforms and IDEs are no longer forced to prematurely select a
“winner”.
Open Source Community
Specifying installer requirements and adopting this PEP will reduce
the friction between Python package installers and people’s workflows.
Consequently it will reduce the friction between Python package
installers and 3rd party infrastructure/technologies such as PaaS or
IDEs. Overall, it will allow for easier development, deployment and
maintenance of Python projects as Python package installation becomes
simpler and more interoperable.
Specifying requirements and creating an interface for installers can
also increase the pace of innovation around installers. This would
allow for installers to experiment and add unique functionality
without requiring the rest of the ecosystem to do the same. Support
becomes easier and more likely for a new installer regardless of the
functionality it adds and the format in which it writes dependencies,
while reducing the developer time and resources needed to do so.
Specification
Similar to how :pep:517
specifies build systems, the install system
information will live in the pyproject.toml
file under the
install-system
table.
[install-system]
The install-system table is used to store install-system relevant data
and information. There are multiple required keys for this table:
requires
and install-backend
. The requires
key holds the
minimum requirements for the installer backend to execute and which
will be installed by the universal installer. The install-backend
key holds the name of the install backend’s entry point. This will
allow the universal installer to install the requirements for the
installer backend itself to execute (not the requirements that the
installer backend itself will install) as well as invoke the
installer backend.
If either of the required keys are missing or empty then the
universal installer SHOULD raise an error.
All package names interacting with this interface are assumed to
follow :pep:508
's “Dependency specification for Python Software
Packages” format.
An example install-system
table::
#pyproject.toml
[install-system]
#Eg : pipenv
requires = ["pipenv"]
install-backend = "pipenv.api:main"
Installer Requirements:
^^^^^^^^^^^^^^^^^^^^^^^
The requirements specified by the requires
key must be within the
constraints specified by :pep:517
. Specifically, that dependency
cycles are not permitted and the universal installer SHOULD refuse
to install the dependencies if a cycle is detected.
Additional parameters or tool specific data
^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^^
Additional parameters or tool (installer backend) data may also be
stored in the pyproject.toml
file. This would be in the “tool.*”
table as specified by :pep:518
. For example if the
installer backend is Poetry and you wanted to specify multiple
dependency groups, the tool.poetry tables could look like this:
::
[tool.poetry.dev-dependencies]
dependencies = "dev"
[tool.poetry.deploy]
dependencies = "deploy"
Data may also be stored in other ways as the installer backend sees
fit (e.g. separate configuration file).
Installer interface:
The installer interface contains mandatory and optional hooks.
Compliant installer backends MUST implement the mandatory hooks and
MAY implement the optional hooks. A universal installer MAY
implement any of the installer backend hooks itself, to act as both
a universal installer and installer backend, but this is not
required.
All hooks take **kwargs
arbitrary parameters that a
installer backend may require that are not already specified,
allowing for backwards compatibility. If unexpected parameters are
passed to the installer backend, it should ignore them.
The following information is akin to the corresponding section in
:pep:517
. The hooks may be called with keyword arguments, so
installer backends implementing them should be careful to make sure
that their signatures match both the order and the names of the
arguments above.
All hooks MAY print arbitrary informational text to stdout
and
stderr
. They MUST NOT read from stdin
, and the
universal installer MAY close stdin
before invoking the hooks.
The universal installer may capture stdout
and/or stderr
from the backend. If the backend detects that an output stream is not
a terminal/console (e.g. not sys.stdout.isatty()
), it SHOULD
ensure that any output it writes to that stream is UTF-8
encoded.
The universal installer MUST NOT fail if captured output is not
valid UTF-8, but it MAY not preserve all the information in that case
(e.g. it may decode using the replace error handler in Python). If the
output stream is a terminal, the installer backend is responsible
for presenting its output accurately, as for any program running in a
terminal.
If a hook raises an exception, or causes the process to terminate,
then this indicates an error.
Mandatory hooks:
invoke_install
^^^^^^^^^^^^^^
Installs the dependencies::
def invoke_install(
path: Union[str, bytes, PathLike[str]],
*,
dependency_group: str = None,
**kwargs
) -> int:
...
-
path
: An absolute path where the installer backend should be
invoked from (e.g. the directory wherepyproject.toml
is
located). -
dependency_group
: An optional flag specifying a dependency
group that the installer backend should install. The install will
error if the dependency group doesn’t exist. A user can find all
dependency groups by calling
get_dependencies_groups()
if dependency groups are
supported by the installer backend. -
**kwargs
: Arbitrary parameters that a installer backend may
require that are not already specified, allows for backwards
compatibility. -
Returns : An exit code (int). 0 if successful, any positive integer
if unsuccessful.
The universal installer will use the exit code to determine if the
installation is successful and SHOULD return the exit code itself.
Optional hooks:
invoke_uninstall
^^^^^^^^^^^^^^^^
Uninstall the specified dependencies::
def invoke_uninstall(
path: Union[str, bytes, PathLike[str]],
*,
dependency_group: str = None,
**kwargs
) -> int:
...
-
path
: An absolute path where the installer backend should be
invoked from (e.g. the directory wherepyproject.toml
is
located). -
dependency_group
: An optional flag specifying a dependency
group that the installer backend should uninstall. -
**kwargs
: Arbitrary parameters that a installer backend may
require that are not already specified, allows for backwards
compatibility. -
Returns : An exit code (int). 0 if successful, any positive integer
if unsuccessful.
The universal installer MUST invoke the installer backend at the
same path that the universal installer itself was invoked.
The universal installer will use the exit code to determine if the
uninstall is successful and SHOULD return the exit code itself.
get_dependencies_to_install
^^^^^^^^^^^^^^^^^^^^^^^^^^^
Returns the dependencies that would be installed by
invoke_install(...)
. This allows package upgraders
(e.g., Dependabot) to retrieve the dependencies attempting to be
installed without parsing the dependency file::
def get_dependencies_to_install(
path: Union[str, bytes, PathLike[str]],
*,
dependency_group: str = None,
**kwargs
) -> Sequence[str]:
...
-
path
: An absolute path where the installer backend should be
invoked from (e.g. the directory wherepyproject.toml
is
located). -
dependency_group
: Specify a dependency group to get the
dependenciesinvoke_install(...)
would install for that
dependency group. -
**kwargs
: Arbitrary parameters that a installer backend may
require that are not already specified, allows for backwards
compatibility. -
Returns: A list of dependencies (:pep:
508
strings) to install.
If the group is specified, the installer backend MUST return the
dependencies corresponding to the provided dependency group. If the
specified group doesn’t exist, or dependency groups are not supported
by the installer backend, the installer backend MUST raise an
error.
If the group is not specified, and the installer backend provides
the concept of a default/unspecified group, the installer backend
MAY return the dependencies for the default/unspecified group, but
otherwise MUST raise an error.
get_dependency_groups
^^^^^^^^^^^^^^^^^^^^^
Returns the dependency groups available to be installed. This allows
universal installers to enumerate all dependency groups the
installer backend is aware of::
def get_dependency_groups(
path: Union[str, bytes, PathLike[str]],
**kwargs
) -> AbstractSet[str]:
...
-
path
: An absolute path where the installer backend should be
invoked from (e.g. the directory wherepyproject.toml
is
located). -
**kwargs
: Arbitrary parameters that a installer backend may
require that are not already specified, allows for backwards
compatibility. -
Returns: A set of known dependency groups, as strings The empty set
represents no dependency groups.
update_dependencies
^^^^^^^^^^^^^^^^^^^
Outputs a dependency file based off of inputted package list::
def update_dependencies(
path: Union[str, bytes, PathLike[str]],
dependency_specifiers: Iterable[str],
*,
dependency_group=None,
**kwargs
) -> int:
...
-
path
: An absolute path where the installer backend should be
invoked from (e.g. the directory wherepyproject.toml
is
located). -
dependency_specifiers
: An iterable of dependencies as
:pep:508
strings that are being updated, for example :
["requests==2.8.1", ...]
. Optionally for a specific dependency
group. -
dependency_group
: The dependency group that the list of
packages is for. -
**kwargs
: Arbitrary parameters that a installer backend may
require that are not already specified, allows for backwards
compatibility. -
Returns : An exit code (int). 0 if successful, any positive integer
if unsuccessful.
Example
Let’s consider implementing an installer backend that uses pip and
its requirements files for dependency groups. An implementation may
(very roughly) look like the following::
import os
import pathlib
import subprocess
import sys
def invoke_install(path, *, dependency_group=None, **kwargs):
file_name = “requirements.txt”
if dependency_group:
file_name = f"{dependency_group}-{file_name}"
requirements_path = pathlib.Path(path) / file_name
return subprocess.call(
[sys.executable, “-m”, “pip”, “install”, “-r”, os.fspath(requirements_path)]
)
If we named this package pep650pip
, then we could specify in
pyproject.toml
::
[install-system]
#Eg : pipenv
requires = [“pep650pip”, “pip”]
install-backend = “pep650pip:main”
Rationale
All hooks take **kwargs
to allow for backwards compatibility and
allow for tool specific installer backend functionality which
requires a user to provide additional information not required by the
hook.
While installer backends must be Python packages, what they do when
invoked is an implementation detail of that tool. For example, an
installer backend could act as a wrapper for a platform package
manager (e.g., apt
).
The interface does not in any way try to specify how
installer backends should function. This is on purpose so that
installer backends can be allowed to innovate and solve problem in
their own way. This also means this PEP takes no stance on OS
packaging as that would be an installer backend’s domain.
Defining the API in Python does mean that some Python code will
eventually need to be executed. That does not preclude non-Python
installer backends from being used, though (e.g. mamba_), as they
could be executed as a subprocess from Python code.
Backwards Compatibility
This PEP would have no impact on pre-existing code and functionality
as it only adds new functionality to a universal installer. Any
existing installer should maintain its existing functionality and use
cases, therefore having no backwards compatibility issues. Only code
aiming to take advantage of this new functionality will have
motivation to make changes to their pre existing code.
Security Implications
A malicious user has no increased ability or easier access to anything
with the addition of standardized installer specifications. The
installer that could be invoked by a universal installer via the
interface specified in this PEP would be explicitly declared by the
user. If the user has chosen a malicious installer, then invoking it
with a universal installer is no different than the user invoking
the installer directly. A malicious installer being an
installer backend doesn’t give it additional permissions or
abilities.
Rejected Ideas
A standardized lock file
A standardized lock file would solve a lot of the same problems that
specifying installer requirements would. For example, it would allow
for PaaS/IaaS to just support one installer that could read the
standardized lock file regardless of the installer that created it.
The problem with a standardized lock file is the difference in needs
between Python package installers as well as a fundamental issue with
creating reproducible environments via the lockfile (one of the main
benefits).
Needs and information stored in dependency files between installers
differ significantly and are dependent on installer functionality. For
example, a Python package installer such as Poetry requires
information for all Python versions and platforms and calculates
appropriate hashes while pip doesn’t. Additionally, pip would not be
able to guarantee recreating the same environment (install the exact
same dependencies) as it is outside the scope of its functionality.
This makes a standardized lock file harder to implement and makes it
seem more appropriate to make lock files tool specific.
Have installer backends support creating virtual environments
Because installer backends will very likely have a concept of virtual
environments and how to install into them, it was briefly considered
to have them also support creating virtual environments. In the end,
though, it was considered an orthogonal idea.
Open Issues
Should the dependency_group
argument take an iterable?
This would allow for specifying non-overlapping dependency groups in
a single call, e.g. “docs” and “test” groups which have independent
dependencies but which a developer may want to install simultaneously
while doing development.
Is the installer backend executed in-process?
If the installer backend is executed in-process then it greatly
simplifies knowing what environment to install for/into, as the live
Python environment can be queried for appropriate information.
Executing out-of-process allows for minimizing potential issues of
clashes between the environment being installed into and the
installer backend (and potentially universal installer).
Enforce that results from the proposed interface feed into other parts?
E.g. the results from get_dependencies_to_install()
and
get_dependency_groups()
can be passed into invoke_install()
.
This would prevent drift between the results of various parts of the
proposed interface, but it makes more of the interface required
instead of optional.
Raising exceptions instead of exit codes for failure conditions
It has been suggested that instead of returning an exit code the API
should raise exceptions. If you view this PEP as helping to translate
current installers into installer backends, then relying on exit
codes makes sense. There’s is also the point that the APIs have no
specific return value, so passing along an exit code does not
interfere with what the functions return.
Compare that to raising exceptions in case of an error. That could
potentially provide a more structured approach to error raising,
although to be able to capture errors it would require specifying
exception types as part of the interface.
References
… _build: GitHub - pypa/build: A simple, correct PEP517 package builder
… _Buildpack: heroku/heroku-buildpack-python - Buildpacks - Heroku Elements
… _Dependabot: https://dependabot.com/
… _Flit: https://flit.readthedocs.io
… _mamba: GitHub - mamba-org/mamba: The Fast Cross-Platform Package Manager
… _pip: https://pip.pypa.io
… _Pipenv: Pipenv: Python Dev Workflow for Humans — pipenv 2020.6.2.dev0 documentation
… _Poetry: https://python-poetry.org/
… _PyUP: https://pyup.io/
Copyright
This document is placed in the public domain or under the
CC0-1.0-Universal license, whichever is more permissive.
…
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